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In 2023, the Securities and Exchange Commission’s Examinations Division will focus on advisors’ recommendations on complex investment vehicles like derivatives and leveraged ETFs, as well as high cost and illiquid products including annuities and non-traded REITs, when it comes to investigating Regulation Best Interest violations. The commission released its annual Exam Priorities this week, detailing its […]

The United States Federal Home Loan Banks System (FHLB) is lending billions of dollars to two of the largest cryptocurrency banks in an effort to mitigate the effects of a surge in withdrawals, according to a report from The Wall Street Journal on Jan. 21.  The FHLB is a consortium of 11 regional banks across […]


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